Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2023-10-20 00:00:00 ET · period of report 2023-10-18 · accession 0001716951-23-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-10-20 | 2023-10-18 | OCCI | Cerny Jeffrey A | CFO, Dir | J - Other | $0.00 | +9,517 | 188.6K | +5% | $0 |
| 2023-10-20 | 2023-10-18 | OCCI | Cerny Jeffrey A | CFO, Dir | J - Other | $0.00 | +1,690 | 23.1K | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-18 | J | A | 9,517 | $0.00 | 188,601 | I | — | — | |
| 2 | Common | Common Stock | 2023-10-18 | J | A | 1,690 | $0.00 | 23,139 | D Owned by Orchard First Source Asset Management Holdings, LLC | — | — | (F2) These securities are held by OFSAM Holdings. Mr. Cerny has an ownership interest in OFSAM Holdings. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM Holdings. |