Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0001717592-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-09 | 2022-02-07 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | A - Grant | $0.00 | +735 | 3,582 | +26% | $0 |
| D | 2022-02-09 | 2022-02-07 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | F - Tax | $55.36 | -179 | 3,403 | -5% | -$9,909 |
| DM | 2022-02-09 | 2022-02-07 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | A - Grant | $0.00 | +7,050 | 2,090 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-02-07 | A | A | 735 | $0.00 | 3,582 | D | — | — | |
| 2 | Common | COMMON STOCK | 2022-02-07 | F | D | 179 | $55.36 | 3,403 | D | — | — | (F3) PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| 3 | Derivative | EMPLOYEE STOCK OPTION (RT TO BUY) | 2022-02-07 | A | A | 4,960 | $0.00 | 4,960 | D | $55.36 · 2023-02-07 to 2032-02-07 | 4,960 COMMON STOCK | (F5) OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026). |
| 4 | Derivative | RESTRICTED STOCK UNITS | 2022-02-07 | A | A | 2,090 | $0.00 | 2,090 | D | $0.00 · 2025-02-07 to 2032-02-07 | 2,090 COMMON STOCK | (F4) RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |