Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-11 · accession 0001717592-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-14 | 2023-02-11 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | F - Tax | $50.09 | -339 | 6,125 | -5% | -$17.0K |
| D | 2023-02-14 | 2023-02-11 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | M - OptEx | $0.00 | +165 | 5,244 | +3% | $0 |
| D | 2023-02-14 | 2023-02-13 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | A - Grant | $0.00 | +1,220 | 6,423 | +23% | $0 |
| D | 2023-02-14 | 2023-02-11 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | M - OptEx | $0.00 | -165 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-02-11 | F | D | 41 | $49.58 | 5,203 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 2 | Common | COMMON STOCK | 2023-02-11 | F | D | 298 | $50.16 | 6,125 | D | — | — | (F4) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. |
| 3 | Common | COMMON STOCK | 2023-02-11 | M | A | 165 | $0.00 | 5,244 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 4 | Common | COMMON STOCK | 2023-02-13 | A | A | 1,220 | $0.00 | 6,423 | D | — | — | (F3) The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2023-02-11 | M | D | 165 | $0.00 | 0 | D | $0.00 · 2023-02-11 to 2030-02-11 | 165 COMMON STOCK | (F5) The shares disposed were from a grant of 1,220 RSUs, of which 1,055 units were forfeited to comply with certain obligations under the CARES Act. (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |