Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-02 · accession 0001717592-23-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-04 | 2023-05-02 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | M - OptEx | $0.00 | +1,055 | 7,180 | +17% | $0 |
| D | 2023-05-04 | 2023-05-02 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | F - Tax | $43.37 | -257 | 6,923 | -4% | -$11.1K |
| DM | 2023-05-04 | 2023-05-02+ | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | A - Grant | $0.00 | +10.2K | 1,930 | New | $0 |
| D | 2023-05-04 | 2023-05-02 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | M - OptEx | $0.00 | -1,055 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-05-02 | M | A | 1,055 | $0.00 | 7,180 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 2 | Common | COMMON STOCK | 2023-05-02 | F | D | 257 | $43.37 | 6,923 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | A | A | 1,055 | $0.00 | 1,055 | D | $0.00 · 2023-05-02 to 2023-05-02 | 1,055 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 4 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | M | D | 1,055 | $0.00 | 0 | D | $0.00 · 2023-05-02 to 2023-05-02 | 1,055 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 5 | Derivative | COMMON STOCK | 2023-05-04 | A | A | 5,160 | $0.00 | 5,160 | D | $0.00 · 2026-05-04 to 2026-05-04 | 5,160 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | A | A | 2,090 | $0.00 | 2,090 | D | $0.00 · 2025-02-07 to 2025-02-07 | 2,090 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |
| 7 | Derivative | RESTRICTED STOCK UNITS | 2023-05-02 | A | A | 1,930 | $0.00 | 1,930 | D | $0.00 · 2024-02-09 to 2024-02-09 | 1,930 COMMON STOCK | (F1) Each restricted stock unit represents a contingent right to receive one share of ALK common stock. |