Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-11-07 00:00:00 ET · period of report 2023-11-05 · accession 0001717592-23-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-07 | 2023-11-05 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | M - OptEx | $0.00 | +987 | 7,910 | +14% | $0 |
| D | 2023-11-07 | 2023-11-05 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | F - Tax | $33.56 | -389 | 7,521 | -5% | -$13.1K |
| D | 2023-11-07 | 2023-11-05 | ALK | BIRKETT RAKOW DIANA | SVP PUB AFFAIRS, SUSTAINABILITY | M - OptEx | $0.00 | -987 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-11-05 | M | A | 987 | $0.00 | 7,910 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 2 | Common | COMMON STOCK | 2023-11-05 | F | D | 389 | $33.56 | 7,521 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2023-11-05 | M | D | 987 | $0.00 | 0 | D | $0.00 · — to — | 987 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F3) The RSUs disposed were from a grant of 2,960 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 986 shares on November 5, 2021; 987 shares on November 5, 2022; and 987 shares on November 5, 2023. |