Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0001718603-22-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-06-09 | 2022-06-07 | LXFR | Trimberger Lisa G | Dir | M - OptEx | — | +3,648 | 6,903 | +112% | — |
| DI | 2022-06-09 | 2022-06-07 | LXFR | Trimberger Lisa G | Dir | F - Tax | $16.51 | -1,460 | 5,443 | -21% | -$24.1K |
| DI | 2022-06-09 | 2022-06-07 | LXFR | Trimberger Lisa G | Dir | M - OptEx | — | -3,648 | 0 | -100% | — |
| DI | 2022-06-09 | 2022-06-08 | LXFR | Trimberger Lisa G | Dir | A - Grant | — | +4,981 | 4,981 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-06-07 | M | A | 3,648 | — | 6,903 | I By Lisa G. Trimberger Trust | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Owned by Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. |
| 2 | Common | Ordinary Shares | 2022-06-07 | F | D | 1,460 | $16.51 | 5,443 | I By Lisa G. Trimberger Trust | — | — | (F3) Taking into account shares owned by various trusts in which the Reporting Person has a pecuniary interest, the Reporting Person beneficially owned 15,443 Ordinary Shares following the transactions reported on this Form 4. (F2) Owned by Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. |
| 3 | Derivative | Restricted Stock Units | 2022-06-07 | M | D | 3,648 | — | 0 | I By Lisa G. Trimberger Trust | — · — to — | 3,648 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Owned by Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. (F6) The Restricted Stock Units fully vested on June 7, 2022. The amount above includes 97 Restricted Stock Units acquired from dividend reinvestment transactions. |
| 4 | Derivative | Restricted Stock Units | 2022-06-08 | A | A | 4,981 | — | 4,981 | I By Lisa G. Trimberger Trust | — · — to — | 4,981 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Owned by Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. (F7) The Restricted Stock Units vest on the date, and upon conclusion, of the Issuer's 2023 Annual General Meeting of Shareholders. |