Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2024-06-06 00:00:00 ET · period of report 2024-06-05 · accession 0001718603-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-06-06 | 2024-06-05 | LXFR | Trimberger Lisa G | Dir | M - OptEx | — | +5,218 | 13.4K | +64% | — |
| DI | 2024-06-06 | 2024-06-05 | LXFR | Trimberger Lisa G | Dir | F - Tax | $9.73 | -2,611 | 10.8K | -20% | -$25.4K |
| DI | 2024-06-06 | 2024-06-05 | LXFR | Trimberger Lisa G | Dir | M - OptEx | — | -5,218 | 0 | -100% | — |
| DI | 2024-06-06 | 2024-06-06 | LXFR | Trimberger Lisa G | Dir | A - Grant | — | +8,831 | 8,831 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-06-05 | M | A | 5,218 | — | 13,370 | I By Lisa G. Trimberger Trust | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Owned by the Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. |
| 2 | Common | Ordinary Shares | 2024-06-05 | F | D | 2,611 | $9.73 | 10,759 | I By Lisa G. Trimberger Trust | — | — | (F3) Taking into account the Ordinary Shares owned by various trusts in which the Reporting Person has a pecuniary interest, the Reporting Person beneficially owned 20,759 Ordinary Shares following the transactions reported on this Form 4. (F2) Owned by the Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. |
| 3 | Derivative | Restricted Stock Units | 2024-06-05 | M | D | 5,218 | — | 0 | I By Lisa G. Trimberger Trust | — · — to — | 5,218 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Owned by the Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. (F6) The Restricted Stock Units fully vested on June 5, 2024. The above figure includes 255 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith. |
| 4 | Derivative | Restricted Stock Units | 2024-06-06 | A | A | 8,831 | — | 8,831 | I By Lisa G. Trimberger Trust | — · — to — | 8,831 Ordinary Shares | (F7) Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. (F2) Owned by the Lisa G. Trimberger Trust, of which the Reporting Person is the trustee and the Reporting Person's spouse is the sole beneficiary. (F8) Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2025 Annual General Meeting of Shareholders. |