Form 4 for AVTR Avantor, Inc.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001722482-21-000267 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-15 | 2021-11-11+ | AVTR | Vanderhaegen Frederic | EVP, Europe | S - Sale+OE | $38.32 | -140.8K | 154.5K | -48% | -$5.40M |
| D | 2021-11-15 | 2021-11-12 | AVTR | Vanderhaegen Frederic | EVP, Europe | M - OptEx | $23.20 | +80.0K | 234.5K | +52% | +$1.86M |
| D | 2021-11-15 | 2021-11-12 | AVTR | Vanderhaegen Frederic | EVP, Europe | M - OptEx | $0.00 | -80.0K | 460.8K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | S | D | 60,804 | $38.41 | 154,495 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.37 to $38.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above. (F2) Includes 915 shares acquired under the Avantor Employee Stock Purchase Plan |
| 2 | Common | Common Stock | 2021-11-12 | M | A | 80,000 | $23.20 | 234,495 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-12 | S | D | 80,000 | $38.25 | 154,495 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.00 to $38.79, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above. |
| 4 | Derivative | Stock Options (Right to Buy) | 2021-11-12 | M | D | 80,000 | $0.00 | 460,830 | D | $23.20 · — to 2028-10-08 | 80,000 Common Stock | (F4) Reflects an initial grant of 540,830 stock options in which 40% vested at the time of the IPO and the remaining 60% that vested in four equal installments beginning on October 8, 2019. |