Form 4 for AVTR Avantor, Inc.
Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-21 · accession 0001722482-21-000276 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-23 | 2021-12-21+ | AVTR | Couturier Christophe | EVP, AMEA | M - OptEx | $23.21 | +66.4K | 138.6K | +92% | +$1.54M |
| DM | 2021-12-23 | 2021-12-21+ | AVTR | Couturier Christophe | EVP, AMEA | S - Sale+OE | $41.22 | -66.4K | 110.5K | -38% | -$2.74M |
| DM | 2021-12-23 | 2021-12-21+ | AVTR | Couturier Christophe | EVP, AMEA | M - OptEx | $0.00 | -66.4K | 107.1K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-21 | M | A | 38,309 | $23.21 | 148,806 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-22 | M | A | 28,125 | $23.21 | 138,622 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-22 | S | D | 28,125 | $41.53 | 110,497 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.50 to $41.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above. |
| 4 | Common | Common Stock | 2021-12-21 | S | D | 38,309 | $41.00 | 110,497 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.005 to $41.007, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above. |
| 5 | Derivative | Stock Options (Right to Buy) | 2021-12-21 | M | D | 38,309 | $0.00 | 96,901 | D | $23.21 · — to 2028-03-09 | 38,309 Common Stock | (F4) Reflects an initial grant of 135,210 of stock options in which 40% vested at the time of IPO and the remaining 60% that vests in four equal installments beginning on March 9, 2019. |
| 6 | Derivative | Stock Options (Right to Buy) | 2021-12-22 | M | D | 28,125 | $0.00 | 107,085 | D | $23.21 · — to 2028-08-22 | 28,125 Common Stock | (F5) Reflects an initial grant of 135,210 of stock options in which 40% vested at the time of IPO and the remaining 60% that vests in four equal installments beginning on August 22, 2019. |