Form 4 for KMT KENNAMETAL INC
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-02 · accession 0001723211-21-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-08-02 | KMT | Rossi Christopher | Pres, CEO, Dir | J - Other | $0.00 | -18.6K | 112.2K | -14% | $0 |
| D | 2021-08-03 | 2021-08-02 | KMT | Rossi Christopher | Pres, CEO, Dir | M - OptEx | $36.25 | +25.9K | 140.4K | +23% | +$940.1K |
| D | 2021-08-03 | 2021-08-02 | KMT | Rossi Christopher | Pres, CEO, Dir | F - Tax | $36.25 | -9,561 | 130.9K | -7% | -$346.6K |
| D | 2021-08-03 | 2021-08-02 | KMT | Rossi Christopher | Pres, CEO, Dir | M - OptEx | $0.00 | -11.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | J | D | 18,623 | $0.00 | 112,236.73 | D | — | — | (F2) Represents 18,623 performance unit shares previously reported on Form 4 as deemed earned shares under Kennametal's 2018 Performance Unit Award that have met the performance requirements for distribution as common shares. Previously reported performance unit shares are subject to a relative TSR multiplier, calculated on July 26, 2021 as 80%, approved by the Compensation Committee of Kennametal's Board of Directors, and applied upon vesting. Distributed performance unit shares are separately reported on Form 4 as acquired common stock. |
| 2 | Common | Common Stock | 2021-08-02 | M | A | 25,935 | $36.25 | 140,420.73 | D | — | — | (F1) Includes 14,899 performance unit shares vested and distributed as common stock under Kennametal's 2018 Performance Unit Award. |
| 3 | Common | Common Stock | 2021-08-02 | F | D | 9,561 | $36.25 | 130,859.73 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 11,036 | $0.00 | 0 | D | — · 2021-08-01 to — | 11,036 Common Stock | (F3) 1 - for - 1 (F4) Restricted stock units are subject to time-based vesting and are distributed in three equal annual installments commencing on the first anniversary date of the grant date. |