Form 4 for KMT KENNAMETAL INC
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-15 · accession 0001723211-21-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-08-15 | KMT | Keating Michelle R | VP | J - Other | $0.00 | +3,930 | 18.7K | +27% | $0 |
| D | 2021-08-17 | 2021-08-16 | KMT | Keating Michelle R | VP | M - OptEx | $36.72 | +4,469 | 16.1K | +39% | +$164.1K |
| D | 2021-08-17 | 2021-08-16 | KMT | Keating Michelle R | VP | F - Tax | $36.72 | -1,272 | 14.8K | -8% | -$46.7K |
| DM | 2021-08-17 | 2021-08-16 | KMT | Keating Michelle R | VP | M - OptEx | $0.00 | -4,469 | 4,912 | -48% | $0 |
| D | 2021-08-17 | 2021-08-15 | KMT | Keating Michelle R | VP | A - Grant | $0.00 | +4,257 | 4,257 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-15 | J | A | 3,930 | $0.00 | 18,734.41 | D | — | — | (F1) Represents 3,930 shares deemed to have been earned by the Compensation Committee of the Board of Directors on July 26, 2021, with respect to the first tranche of the Performance Unit Award granted to the report person on August 15, 2021 under the Kennametal 2020 Stock and Incentive Plan (the "2020 Performance Unit Award".) The vesting and payout of these shares remains subject to the report person's continued employment with the Company through August 15, 2023. (F2) Includes 68.16 shares of common stock held in the Kennametal Inc. 401(k) Plan and 3,930 shares of Performance Unit shares not yet distributed. |
| 2 | Common | Common Stock | 2021-08-16 | M | A | 4,469 | $36.72 | 16,076.41 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-16 | F | D | 1,272 | $36.72 | 14,804.41 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-08-16 | M | D | 2,013 | $0.00 | 2,013 | D | — · 2021-08-15 to — | 2,013 Common Stock | (F3) 1 - for - 1 (F4) Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company. |
| 5 | Derivative | Restricted Stock Units | 2021-08-15 | A | A | 4,257 | $0.00 | 4,257 | D | — · — to — | 4,257 Common Stock | (F3) 1 - for - 1 (F4) Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company. |
| 6 | Derivative | Restricted Stock Units | 2021-08-16 | M | D | 2,456 | $0.00 | 4,912 | D | — · 2021-08-15 to — | 2,456 Common Stock | (F3) 1 - for - 1 (F4) Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company. |