Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2021-08-25 00:00:00 ET · period of report 2021-08-23 · accession 0001726978-21-000161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-25 | 2021-08-23 | GSHD | Jones Mark Evan | CEO, Dir, 10%, Member of 10% owner group | S - Sale+OE | $136.99 | -12.0K | 286.7K | -4% | -$1.65M |
| D | 2021-08-25 | 2021-08-23 | GSHD | Jones Mark Evan | CEO, Dir, 10%, Member of 10% owner group | M - OptEx | — | 0 | 298.2K | New | — |
| D | 2021-08-25 | 2021-08-23 | GSHD | Jones Mark Evan | CEO, Dir, 10%, Member of 10% owner group | M - OptEx | $0.00 | -12.0K | 220.0K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-23 | S | D | 500 | $139.15 | 286,201 | D | — | — | (F1) This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.12 to $139.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 2 | Common | Class A Common Stock | 2021-08-23 | S | D | 3,743 | $137.54 | 288,501 | D | — | — | (F1) This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.03 to $138.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2021-08-23 | S | D | 3,162 | $136.44 | 292,244 | D | — | — | (F1) This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00to $136.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 4 | Common | Class A Common Stock | 2021-08-23 | S | D | 2,840 | $135.51 | 295,406 | D | — | — | (F1) This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 5 | Common | Class A Common Stock | 2021-08-23 | M | A | 0 | $10.00 | 298,246 | D | — | — | (F1) This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer. |
| 6 | Common | Class A Common Stock | 2021-08-23 | S | D | 1,800 | $138.52 | 286,701 | D | — | — | (F1) This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.04 to $138.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 7 | Derivative | Employee Stock Options (right to buy) | 2021-08-23 | M | D | 12,045 | $0.00 | 220,000 | D | $10.00 · — to 2028-04-26 | 12,045 Class A Stock | (F7) One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Jones's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Jones's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). |