Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-26 · accession 0001726978-21-000165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-08-26 | 2021-08-26 | GSHD | Colby Michael C. | Pres, COO | C - Cnv Deriv | $0.00 | 0 | 87.8K | New | $0 |
| DI | 2021-08-26 | 2021-08-26 | GSHD | Colby Michael C. | Pres, COO | S - Sale | $130.06 | -4,394 | 83.4K | -5% | -$571.5K |
| DI | 2021-08-26 | 2021-08-26 | GSHD | Colby Michael C. | Pres, COO | C - Cnv Deriv | $0.00 | -4,394 | 621.7K | -0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-08-26 | C | D | 4,394 | $0.00 | 621,732 | I By Colby 2014 Family Trust | — | — | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| 2 | Common | Class A Common Stock | 2021-08-26 | C | A | 4,394 | $0.00 | 87,796 | I Colby 2014 Family Trust | — | — | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| 3 | Common | Class A Common Stock | 2021-08-26 | S | D | 4,394 | $130.06 | 83,402 | I Colby 2014 Family Trust | — | — | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| 4 | Derivative | LLC Units in Goosehead Financial, LLC | 2021-08-26 | C | D | 4,394 | $0.00 | 621,732 | I By Colby 2014 Family Trust | $0.00 · — to — | 4,394 Class A Common Stock | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. (F2) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |