Form 4 for GSHD Goosehead Insurance, Inc.

Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-26 · accession 0001726978-21-000167 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-27	2021-08-26	GSHD	Langston Patrick Ryan	VP, GC, 10%, Member of 10% owner group	S - Sale+OE	$130.20	-10.0K	5,000	-67%	-$1.30M
D	2021-08-27	2021-08-26	GSHD	Langston Patrick Ryan	VP, GC, 10%, Member of 10% owner group	M - OptEx	$10.00	+10.0K	15.0K	+200%	+$100.0K
D	2021-08-27	2021-08-26	GSHD	Langston Patrick Ryan	VP, GC, 10%, Member of 10% owner group	M - OptEx	$0.00	-10.0K	70.0K	-12%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-08-26	S	D	10,000	$130.20	5,000	D	—	—
2	Common	Class A Common Stock	2021-08-26	M	A	10,000	$10.00	15,000	D	—	—
3	Derivative	Employee Stock Options (right to buy)	2021-08-26	M	D	10,000	$0.00	70,000	D	$10.00 · — to 2028-04-26	10,000 Class A Stock	(F1) One third (1/3rd) of the option, which represents the right to purchase a total of 120,000 shares, shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018; provided, that all shares subject to the option will vest and become exercisable if Mr. Langston's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Langston's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).