InsiderTrades

Form 4 for GSHD Goosehead Insurance, Inc.

Accepted 2021-09-03 00:00:00 ET · period of report 2021-08-30 · accession 0001726978-21-000175 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-09-03 2021-08-30+ GSHD Colby Mark S. CFO M - OptEx — 0 8,488 New —
DM 2021-09-03 2021-08-30+ GSHD Colby Mark S. CFO S - Sale+OE $145.52 -18.5K 0 -100% -$2.69M
D 2021-09-03 2021-09-01 GSHD Colby Mark S. CFO M - OptEx — 0 40.0K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-09-01 M A 0 $10.00 10,000 D — —
2 Common Class A Common Stock 2021-09-01 S D 9,478 $150.43 522 D — — (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
3 Common Class A Common Stock 2021-09-30 S D 877 $141.28 0 D — — (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.03 to $141.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
4 Common Class A Common Stock 2021-08-30 M A 0 $10.00 8,488 D — —
5 Common Class A Common Stock 2021-08-30 S D 7,611 $140.27 877 D — — (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
6 Common Class A Common Stock 2021-09-01 S D 522 $140.00 0 D — — (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.07 to $151.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
7 Derivative Employee Stock Options (right to buy) 2021-09-01 M D 0 $0.00 40,000 D $10.00 · — to 2028-04-26 0 Class A Stock (F5) One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).