Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2022-11-04 00:00:00 ET · period of report 2022-11-03 · accession 0001726978-22-000129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-04 | 2022-11-03+ | GSHD | Jones Mark E. Jr. | CFO, 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | 0 | 300.8K | New | $0 |
| DM | 2022-11-04 | 2022-11-03+ | GSHD | Jones Mark E. Jr. | CFO, 10%, Member of 10% owner group | S - Sale | $40.00 | -365 | 0 | -100% | -$14.6K |
| DM | 2022-11-04 | 2022-11-03+ | GSHD | Jones Mark E. Jr. | CFO, 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | -365 | 300.8K | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-04 | C | A | 323 | $0.00 | 323 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-11-04 | S | D | 323 | $40.00 | 0 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-11-03 | C | A | 42 | $0.00 | 42 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-11-03 | S | D | 42 | $40.00 | 0 | D | — | — | |
| 5 | Common | Class B Common Stock | 2022-11-04 | C | D | 323 | $0.00 | 300,466 | D | — | — | |
| 6 | Common | Class B Common Stock | 2022-11-03 | C | D | 42 | $0.00 | 300,789 | D | — | — | |
| 7 | Derivative | LLC Units in Goosehead Financial, LLC | 2022-11-04 | C | D | 323 | $0.00 | 300,466 | D | $0.00 · — to — | 323 Class A Common Stock | (F1) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |
| 8 | Derivative | LLC Units in Goosehead Financial, LLC | 2022-11-03 | C | D | 42 | $0.00 | 300,789 | D | $0.00 · — to — | 42 Class A Common Stock | (F1) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |