Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0001726978-23-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-27 | 2023-02-23 | GSHD | Jones Mark Evan | CEO, Dir, 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | 0 | 814 | New | $0 |
| D | 2023-02-27 | 2023-02-23 | GSHD | Jones Mark Evan | CEO, Dir, 10%, Member of 10% owner group | S - Sale | $45.00 | -814 | 0 | -100% | -$36.6K |
| D | 2023-02-27 | 2023-02-23 | GSHD | Jones Mark Evan | CEO, Dir, 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | -814 | 8.71M | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2023-02-23 | C | D | 814 | $0.00 | 8,706,142 | D | — | — | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014. |
| 2 | Common | Class A Common Stock | 2023-02-23 | C | A | 814 | $0.00 | 814 | D | — | — | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014. |
| 3 | Common | Class A Common Stock | 2023-02-23 | S | D | 814 | $45.00 | 0 | D | — | — | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014. |
| 4 | Derivative | LLC Units in Goosehead Financial, LLC | 2023-02-23 | C | D | 814 | $0.00 | 8,706,142 | D | $0.00 · — to — | 814 Class A Common Stock | (F1) Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014. (F5) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |