Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2023-05-24 00:00:00 ET · period of report 2023-05-22 · accession 0001726978-23-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-24 | 2023-05-22+ | GSHD | Jones Serena | 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | 0 | 605.3K | New | $0 |
| DM | 2023-05-24 | 2023-05-22+ | GSHD | Jones Serena | 10%, Member of 10% owner group | S - Sale | $58.06 | -4,457 | 0 | -100% | -$258.8K |
| DM | 2023-05-24 | 2023-05-22+ | GSHD | Jones Serena | 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | -4,457 | 605.3K | -0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-23 | C | A | 600 | $0.00 | 600 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-23 | S | D | 600 | $58.01 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Class B Common Stock | 2023-05-23 | C | D | 600 | $0.00 | 604,736 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-05-22 | C | A | 3,857 | $0.00 | 3,857 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-05-22 | S | D | 3,857 | $58.07 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 6 | Common | Class B Common Stock | 2023-05-22 | C | D | 3,857 | $0.00 | 605,336 | D | — | — | |
| 7 | Derivative | LLC Units in Goosehead Financial, LLC | 2023-05-23 | C | D | 600 | $0.00 | 604,736 | D | $0.00 · — to — | 600 Class A Common Stock | (F3) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |
| 8 | Derivative | LLC Units in Goosehead Financial, LLC | 2023-05-22 | C | D | 3,857 | $0.00 | 605,336 | D | $0.00 · — to — | 3,857 Class A Common Stock | (F3) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |