Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2023-06-28 00:00:00 ET · period of report 2023-06-26 · accession 0001726978-23-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-06-28 | 2023-06-26 | GSHD | SLJ 2023 Grantor Retained Annuity Trust | 10%, Member of 10% owner group | G - Gift | $0.00 | +161.1K | 161.1K | New | $0 |
| D | 2023-06-28 | 2023-06-26 | GSHD | SLJ 2023 Grantor Retained Annuity Trust | 10%, Member of 10% owner group | G - Gift | $0.00 | -161.1K | 443.4K | -27% | $0 |
| D | 2023-06-28 | 2023-06-26 | GSHD | SLJ 2023 Grantor Retained Annuity Trust | 10%, Member of 10% owner group | G - Gift | $0.00 | -161.1K | 443.4K | -27% | $0 |
| DI | 2023-06-28 | 2023-06-26 | GSHD | SLJ 2023 Grantor Retained Annuity Trust | 10%, Member of 10% owner group | G - Gift | $0.00 | +161.1K | 161.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2023-06-26 | G | A | 161,094 | $0.00 | 161,094 | I | — | — | |
| 2 | Common | Class B Common Stock | 2023-06-26 | G | D | 161,094 | $0.00 | 443,442 | D SLJ 2023 Grantor Retained Annuity Trust | — | — | |
| 3 | Derivative | LLC Units in Goosehead Financial, LLC | 2023-06-26 | G | D | 161,094 | $0.00 | 443,442 | D SLJ 2023 Grantor Retained Annuity Trust | $0.00 · — to — | 161,094 Class A Common Stock | (F1) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |
| 4 | Derivative | LLC Units in Goosehead Financial, LLC | 2023-06-26 | G | A | 161,094 | $0.00 | 161,094 | I | $0.00 · — to — | 161,094 Class A Common Stock | (F1) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |