Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0001726978-24-000107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-08 | 2024-11-06+ | GSHD | Miller Mark | Pres, CEO, Dir | M - OptEx | $10.00 | +61.6K | 88.3K | +231% | +$616.2K |
| DM | 2024-11-08 | 2024-11-06+ | GSHD | Miller Mark | Pres, CEO, Dir | S - Sale+OE | $110.20 | -61.6K | 30.4K | -67% | -$6.79M |
| DM | 2024-11-08 | 2024-11-06+ | GSHD | Miller Mark | Pres, CEO, Dir | M - OptEx | $0.00 | -61.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-06 | M | A | 3,295 | $10.00 | 33,295 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-11-06 | S | D | 3,295 | $110.00 | 30,000 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-11-07 | S | D | 400 | $111.16 | 30,000 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 4 | Common | Class A Common Stock | 2024-11-07 | S | D | 57,927 | $110.21 | 30,400 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 5 | Common | Class A Common Stock | 2024-11-07 | M | A | 58,327 | $10.00 | 88,327 | D | — | — | |
| 6 | Derivative | Director Stock Options (right to buy) | 2024-11-06 | M | D | 3,295 | $0.00 | 58,327 | D | $10.00 · — to 2028-04-26 | 3,295 Class A Stock | (F3) The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan). |
| 7 | Derivative | Director Stock Options (right to buy) | 2024-11-07 | M | D | 58,327 | $0.00 | 0 | D | $10.00 · — to 2028-04-26 | 58,327 Class A Stock | (F3) The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan). |