Form 4 for UONE URBAN ONE, INC.
Accepted 2024-01-09 00:00:00 ET · period of report 2023-01-05 · accession 0001727205-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-09 | 2024-01-05 | UONE | LIGGINS ALFRED C | CEO, Dir, 10% | A - Grant | $0.00 | +383.8K | 12.90M | +3% | $0 |
| D | 2024-01-09 | 2024-01-05 | UONE | LIGGINS ALFRED C | CEO, Dir, 10% | F - Tax | $3.71 | +112.2K | 12.79M | +0.9% | +$416.3K |
| D | 2024-01-09 | 2024-01-05 | UONE | LIGGINS ALFRED C | CEO, Dir, 10% | A - Grant | $0.00 | +261.1K | 2.64M | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2024-01-05 | A | A | 383,781 | $0.00 | 12,902,406 | D | — | — | (F1) Award vested immediately upon pricing. |
| 2 | Common | Class D Common Stock | 2024-01-05 | F | A | 112,203 | $3.71 | 12,790,203 | D | — | — | |
| 3 | Derivative | Stock Option (Class D) | 2024-01-05 | A | A | 261,076 | $0.00 | 2,635,261 | D | $3.71 · 2024-01-05 to 2025-01-05 | 261,076 Class D Common Stock |