Form 4 for IIIV i3 Verticals, Inc.

Accepted 2025-01-24 00:00:00 ET · period of report 2025-01-23 · accession 0001728688-25-000029 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2025-01-24	2025-01-23	IIIV	DAILY GREGORY S	CEO, Dir, 10%	D - Sale to Iss	$0.00	-172.5K	4.51M	-4%	$0
I	2025-01-24	2025-01-23	IIIV	DAILY GREGORY S	CEO, Dir, 10%	D - Sale to Iss	$0.00	-93.8K	2.45M	-4%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class B common stock, par value $0.0001 per share	2025-01-23	D	D	172,513	$0.00	4,506,168	D By Daily Family Investment, LLC	—	—	(F1) On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 172,513. (F3) Represents shares of Class B Common Stock held by Daily Family Investment, LLC, of which the Reporting Person serves as tax matters partner. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2	Common	Class B common stock, par value $0.0001 per share	2025-01-23	D	D	93,774	$0.00	2,449,437	I	—	—	(F2) As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Daily Family Investment, LLC were reduced by 93,774.