Form 4 for IIIV i3 Verticals, Inc.
Accepted 2025-01-24 00:00:00 ET · period of report 2021-10-22 · accession 0001728688-25-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-01-24 | 2021-10-22 | IIIV | WILDS DAVID M | Dir | G - Gift | $0.00 | -3,687 | 268.5K | -1% | $0 |
| DI | 2025-01-24 | 2021-10-22 | IIIV | WILDS DAVID M | Dir | G - Gift | $0.00 | -3,687 | 268.5K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B common stock, par value $0.0001 per share | 2021-10-22 | G | D | 3,687 | $0.00 | 268,475 | I By Front Street Equities, LLC | — | — | (F1) Represents shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") of i3 Verticals, Inc. (the "Issuer") held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. |
| 2 | Derivative | Common Units | 2021-10-22 | G | D | 3,687 | $0.00 | 268,475 | I By Front Street Equities, LLC | — · — to — | 3,687 Class A common stock, par value $0.0001 per share | (F4) Represents Common Units held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. (F3) The common units in i3 Verticals, LLC (the "Common Units") may be redeemed by the holder at any time for an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. |