Form 4 for IIIV i3 Verticals, Inc.
Accepted 2025-08-07 00:00:00 ET · period of report 2025-08-06 · accession 0001728688-25-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-08-07 | 2025-08-06 | IIIV | DAILY GREGORY S | CEO, Dir, 10% | G - Gift | $0.00 | -335.5K | 4.17M | -7% | $0 |
| DI | 2025-08-07 | 2025-08-06 | IIIV | DAILY GREGORY S | CEO, Dir, 10% | G - Gift | $0.00 | +335.5K | 335.5K | New | $0 |
| D | 2025-08-07 | 2025-08-06 | IIIV | DAILY GREGORY S | CEO, Dir, 10% | G - Gift | $0.00 | -335.5K | 4.17M | -7% | $0 |
| DI | 2025-08-07 | 2025-08-06 | IIIV | DAILY GREGORY S | CEO, Dir, 10% | G - Gift | $0.00 | +335.5K | 335.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B common stock, par value $0.0001 per share | 2025-08-06 | G | D | 335,511 | $0.00 | 4,170,657 | D By CFD 2025 Exempt Irrevocable Trust | — | — | (F2) Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancellable for no consideration on a one-to-one basis upon any redemption of the common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. (F3) Represents shares of Class B Common Stock of the Issuer held by the CFD Trust, of which the Reporting Person's spouse is trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Class B common stock, par value $0.0001 per share | 2025-08-06 | G | A | 335,511 | $0.00 | 335,511 | I | — | — | (F2) Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancellable for no consideration on a one-to-one basis upon any redemption of the common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. |
| 3 | Derivative | Common Units | 2025-08-06 | G | D | 335,511 | $0.00 | 4,170,657 | D By CFD 2025 Exempt Irrevocable Trust | — · — to — | 335,511 Class A common stock, par value $0.0001 per share | (F8) Represents Common Units held by CFD Trust. The Reporting Person disclaims beneficial ownership of such Common Units except to the extent of his pecuniary interest therein. (F5) The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. (F7) All Common Units are fully vested and have no expiration date. |
| 4 | Derivative | Common Units | 2025-08-06 | G | A | 335,511 | $0.00 | 335,511 | I | — · — to — | 335,511 Class A common stock, par value $0.0001 per share | (F5) The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. (F7) All Common Units are fully vested and have no expiration date. |