Form 4 for AROW ARROW FINANCIAL CORP
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-07 · accession 0001729837-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-08 | 2024-11-07 | AROW | Wise Andrew J | CRO, SEVP | F - Tax | $32.05 | -5,061 | 14.1K | -26% | -$162.2K |
| DM | 2024-11-08 | 2024-11-07 | AROW | Wise Andrew J | CRO, SEVP | M - OptEx | $27.25 | +5,953 | 16.1K | +59% | +$162.2K |
| DM | 2024-11-08 | 2024-11-07 | AROW | Wise Andrew J | CRO, SEVP | M - OptEx | $0.00 | -5,953 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-07 | F | D | 1,672 | $32.05 | 14,433 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-07 | M | A | 3,971 | $27.35 | 17,512 | D | — | — | (F1) The information provided reflects 610 shares acquired under the Company's DRIP and ESPP. |
| 3 | Common | Common Stock | 2024-11-07 | F | D | 3,389 | $32.05 | 14,123 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-07 | M | A | 1,982 | $27.04 | 16,105 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-07 | M | D | 1,982 | $0.00 | 1,367 | D | $27.04 · — to 2031-01-27 | 1,982 Common Stock | (F2) The options vested 25% per year over four years starting one year from the grant date of 01/27/2021. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-07 | M | D | 3,971 | $0.00 | 0 | D | $27.35 · — to 2029-01-30 | 3,971 Common Stock | (F3) The options vested 25% per year over four years starting one year from the grant date of 01/30/2019. |