Form 4 for AVGO Broadcom
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001730168-21-000165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-17 | 2021-12-15 | AVGO | Brazeal Mark David | Chief Legal, Corp Affairs Ofc | A - Grant | $0.00 | +8,000 | 34.8K | +30% | $0 | |
| 2021-12-17 | 2021-12-15 | AVGO | Brazeal Mark David | Chief Legal, Corp Affairs Ofc | F - Tax | $639.86 | -372 | 34.4K | -1% | -$238.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2021-12-15 | A | A | 8,000 | $0.00 | 34,750 | D | — | — | (F1) Award of Restricted Stock Units ("RSUs") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2021, subject to continued service with the Issuer. (F2) Represents 34,750 RSUs. |
| 2 | Common | Common Stock, $0.001 par value | 2021-12-15 | F | D | 372 | $639.86 | 34,378 | D | — | — | (F3) Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person. (F4) Includes 34,000 RSUs. |