Form 4 for AVGO Broadcom
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001730168-22-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-04 | 2022-03-02 | AVGO | Kawwas Charlie B | COO | A - Grant | $0.00 | +16.9K | 75.3K | +29% | $0 |
| 2022-03-04 | 2022-01-19 | AVGO | Kawwas Charlie B | COO | G - Gift | $0.00 | -220 | 72.8K | -0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2022-03-02 | A | A | 2,500 | $0.00 | 77,797 | D | — | — | (F5) On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. (F6) Includes 51,335 RSUs. |
| 2 | Common | Common Stock, $0.001 par value | 2022-03-02 | A | A | 2,500 | $0.00 | 80,297 | D | — | — | (F7) On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. (F8) Includes 53,835 RSUs. |
| 3 | Common | Common Stock, $0.001 par value | 2022-03-02 | A | A | 9,375 | $0.00 | 89,672 | D | — | — | (F9) On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. (F10) Includes 63,210 RSUs. |
| 4 | Common | Common Stock, $0.001 par value | 2022-01-19 | G | D | 220 | $0.00 | 72,797 | D | — | — | (F1) Gifts to children. (F2) Includes 46,335 restricted stock units. |
| 5 | Common | Common Stock, $0.001 par value | 2022-03-02 | A | A | 2,500 | $0.00 | 75,297 | D | — | — | (F3) On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. (F4) Includes 48,835 RSUs. |