Form 4 for AVGO Broadcom

Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001730168-22-000042 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-03-17	2022-03-15	AVGO	Krause Thomas H.	Pres of Broadcom SW Group	F - Tax	$592.76	-13.1K	50.8K	-21%	-$7.79M
M	2022-03-17	2022-03-16	AVGO	Krause Thomas H.	Pres of Broadcom SW Group	S - Sale	$585.29	-13.9K	37.0K	-27%	-$8.11M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.001 par value	2022-03-15	F	D	13,137	$592.76	50,823	D	—	—	(F1) Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. (F2) Includes 36,960 RSUs.
2	Common	Common Stock, $0.001 par value	2022-03-16	S	D	13,798	$585.29	37,025	D	—	—	(F3) Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. (F2) Includes 36,960 RSUs.
3	Common	Common Stock, $0.001 par value	2022-03-16	S	D	65	$586.11	36,960	D	—	—	(F4) Represents 36,960 RSUs.