Form 4 for AVGO Broadcom
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001730168-22-000107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | 2022-11-11 | AVGO | TAN HOCK E | Pres, CEO, Dir | A - Grant | $0.00 | +18.9K | 269.6K | +8% | $0 | |
| 2022-11-15 | 2022-11-14 | AVGO | TAN HOCK E | Pres, CEO, Dir | F - Tax | $518.09 | -9,100 | 260.5K | -3% | -$4.71M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2022-11-11 | A | A | 18,937 | $0.00 | 269,614 | D | — | — | (F1) On November 11, 2022, the independent members of the Issuer's Board of Directors determined the achievement of all required performance goals and the number of shares of common stock earned and issuable pursuant to the terms of a strategic performance stock unit award granted on November 1, 2021 (the "2021 Award") under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. |
| 2 | Common | Common Stock, $0.001 par value | 2022-11-14 | F | D | 9,100 | $518.09 | 260,514 | D | — | — | (F2) Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2021 Award. |