Form 4 for AVGO Broadcom
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-14 · accession 0001730168-23-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-03-16 | 2023-03-14 | AVGO | HARTENSTEIN EDDY W | Dir | S - Sale | $625.01 | -3,175 | 11.4K | -22% | -$1.98M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2023-03-14 | S | D | 705 | $626.14 | 9,734 | I See Footnote | — | — | (F4) Transaction executed in multiple trades at prices ranging from $625.88 to $626.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. (F2) Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
| 2 | Common | Common Stock, $0.001 par value | 2023-03-14 | S | D | 1,000 | $625.17 | 10,439 | I See Footnote | — | — | (F3) Transaction executed in multiple trades at prices ranging from $624.84 to $625.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. (F2) Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
| 3 | Common | Common Stock, $0.001 par value | 2023-03-14 | S | D | 1,470 | $624.37 | 11,439 | I See Footnote | — | — | (F1) Transaction executed in multiple trades at prices ranging from $623.67 to $624.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. (F2) Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |