Form 4 for AVGO Broadcom
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001730168-23-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-17 | 2023-03-15 | AVGO | Spears Kirsten M. | CFO, CAO | A - Grant | $0.00 | +10.0K | 57.2K | +21% | $0 | |
| 2023-03-17 | 2023-03-15 | AVGO | Spears Kirsten M. | CFO, CAO | F - Tax | $626.04 | -9,099 | 48.1K | -16% | -$5.70M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2023-03-15 | A | A | 10,000 | $0.00 | 57,184 | D | — | — | (F1) Restricted stock unit ("RSU") award that consists of two grants, each for 5,000 RSUs that vest over four years and with vesting commencement dates on March 15, 2023 and March 15, 2024. (F2) Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. |
| 2 | Common | Common Stock, $0.001 par value | 2023-03-15 | F | D | 9,099 | $626.04 | 48,085 | D | — | — | (F2) Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. |