Form 4 for AVGO Broadcom
Accepted 2023-11-07 00:00:00 ET · period of report 2023-11-03 · accession 0001730168-23-000086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-07 | 2023-11-03 | AVGO | Kawwas Charlie B | Pres, Semi Solutions Grp | A - Grant | $0.00 | +35.9K | 111.2K | +48% | $0 | |
| 2023-11-07 | 2023-11-03 | AVGO | Kawwas Charlie B | Pres, Semi Solutions Grp | F - Tax | $882.68 | -17.8K | 93.4K | -16% | -$15.70M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2023-11-03 | A | A | 35,880 | $0.00 | 111,170 | D | — | — | (F1) Restricted stock units (RSUs) earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S & P 500 Index. (F2) Includes 20,980 RSUs. |
| 2 | Common | Common Stock, $0.001 par value | 2023-11-03 | F | D | 17,790 | $882.68 | 93,380 | D | — | — | (F2) Includes 20,980 RSUs. |