Form 4 for AVGO Broadcom
Accepted 2023-11-07 00:00:00 ET · period of report 2023-11-03 · accession 0001730168-23-000088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-07 | 2023-11-03 | AVGO | TAN HOCK E | Pres, CEO, Dir | A - Grant | $0.00 | +179.4K | 350.1K | +105% | $0 | |
| 2023-11-07 | 2023-11-03 | AVGO | TAN HOCK E | Pres, CEO, Dir | G - Gift | $0.00 | -15.8K | 249.8K | -6% | $0 | |
| 2023-11-07 | 2023-11-03 | AVGO | TAN HOCK E | Pres, CEO, Dir | F - Tax | $882.68 | -84.6K | 265.6K | -24% | -$74.64M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2023-11-03 | A | A | 179,400 | $0.00 | 350,114 | D | — | — | (F1) Restricted stock units (RSUs) earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. |
| 2 | Common | Common Stock, $0.001 par value | 2023-11-03 | G | D | 15,757 | $0.00 | 249,796 | D | — | — | |
| 3 | Common | Common Stock, $0.001 par value | 2023-11-03 | F | D | 84,561 | $882.68 | 265,553 | D | — | — |