Form 4 for AVGO Broadcom
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-21 · accession 0001730168-23-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-22 | 2023-12-21 | AVGO | TAN HOCK E | Pres, CEO, Dir | S - Sale | $1,122.46 | -20.0K | 210.3K | -9% | -$22.45M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 523 | $1,127.21 | 209,796 | D | — | — | (F12) Transaction executed in multiple trades at prices ranging from $1,127.13 to $1,127.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 847 | $1,115.83 | 228,949 | D | — | — | (F1) Transaction executed in multiple trades at prices ranging from $1,115.22 to $1,116.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 400 | $1,116.63 | 228,549 | D | — | — | (F2) Transaction executed in multiple trades at prices ranging from $1,116.23 to $1,117.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 1,300 | $1,118.10 | 227,249 | D | — | — | (F3) Transaction executed in multiple trades at prices ranging from $1,117.42 to $1,118.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 2,155 | $1,118.88 | 225,094 | D | — | — | (F4) Transaction executed in multiple trades at prices ranging from $1,118.46 to $1,119.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 6 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 2,124 | $1,120.14 | 222,970 | D | — | — | (F5) Transaction executed in multiple trades at prices ranging from $1,119.71 to $1,120.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 7 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 2,797 | $1,121.12 | 220,173 | D | — | — | (F6) Transaction executed in multiple trades at prices ranging from $1,120.74 to $1,121.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 8 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 1,200 | $1,122.20 | 218,973 | D | — | — | (F7) Transaction executed in multiple trades at prices ranging from $1,121.82 to $1,122.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 9 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 800 | $1,123.27 | 218,173 | D | — | — | (F8) Transaction executed in multiple trades at prices ranging from $1,123.00 to $1,123.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 10 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 1,852 | $1,124.42 | 216,321 | D | — | — | (F9) Transaction executed in multiple trades at prices ranging from $1,124.08 to $1,124.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 11 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 2,071 | $1,125.65 | 214,250 | D | — | — | (F10) Transaction executed in multiple trades at prices ranging from $1,125.09 to $1,126.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 12 | Common | Common Stock, $0.001 par value | 2023-12-21 | S | D | 3,931 | $1,126.75 | 210,319 | D | — | — | (F11) Transaction executed in multiple trades at prices ranging from $1,126.12 to $1,127.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |