Form 4 for DTST Data Storage Corp
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-26 · accession 0001731122-24-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-03 | 2023-12-31 | DTST | Argen John | Dir | A - Grant | $0.00 | +2,500 | 21.7K | +13% | $0 |
| DM | 2024-01-03 | 2023-12-26+ | DTST | Argen John | Dir | M - OptEx | $2.04 | +3,333 | 16.7K | +25% | +$6,799 |
| DM | 2024-01-03 | 2023-12-26+ | DTST | Argen John | Dir | M - OptEx | $0.00 | -3,333 | 5,000 | -40% | $0 |
| D | 2024-01-03 | 2023-12-31 | DTST | Argen John | Dir | A - Grant | $0.00 | +2,500 | 2,500 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-31 | A | A | 2,500 | $0.00 | 21,667 | D | — | — | (F2) Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Argen on December 31, 2023, which RSUs vest on the one-year anniversary of the date of grant. |
| 2 | Common | Common Stock | 2023-12-31 | M | A | 2,500 | — | 19,167 | D | — | — | (F3) On December 31, 2022 the reporting person was granted 2,500 RSUs, which vested on December 31, 2023. (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-12-26 | M | A | 833 | $2.04 | 16,667 | D | — | — | (F5) On December 26, 2023 the reporting person exercised 833 of the 2,500 options granted on September 30, 2022. |
| 4 | Derivative | Option to Purchase Stock | 2023-12-26 | M | D | 833 | $0.00 | 1,667 | D | $2.04 · 2023-09-30 to 2032-09-30 | 2,500 Common Stock | (F5) On December 26, 2023 the reporting person exercised 833 of the 2,500 options granted on September 30, 2022. |
| 5 | Derivative | Restricted Stock Unit | 2023-12-31 | M | D | 2,500 | $0.00 | 5,000 | D | — · — to — | 2,500 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) On December 31, 2022 the reporting person was granted 2,500 RSUs, which vested on December 31, 2023. |
| 6 | Derivative | Option to Purchase Stock | 2023-12-31 | A | A | 2,500 | $0.00 | 2,500 | D | $2.88 · — to 2033-12-30 | 2,500 Common Stock | (F4) These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from December 31, 2023, vesting commencing on December 31, 2024. These Options will expire on December 30, 2033. |