Form 4 for DTST Data Storage Corp
Accepted 2024-12-12 00:00:00 ET · period of report 2024-12-10 · accession 0001731122-24-001982 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-12 | 2024-12-10 | DTST | Schwartz Harold J | Pres, Dir, 10% | M - OptEx | $2.05 | +15.7K | 853.6K | +2% | +$32.3K |
| DM | 2024-12-12 | 2024-12-10 | DTST | Schwartz Harold J | Pres, Dir, 10% | M - OptEx | $0.00 | -15.7K | 16.7K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-10 | M | A | 2,500 | $2.40 | 848,676 | D | — | — | (F1) Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024. |
| 2 | Common | Common Stock | 2024-12-10 | M | A | 8,333 | $2.00 | 861,911 | D | — | — | (F3) Represents the shares of the Issuer's common stock underlying a grant of 25,000 stock options to the Reporting Person on April 10, 2023, of which 8,333 stock options vested on April 10, 2024, 8,333 stock options will vest on April 10, 2025 and 8,334 stock options will vest on April 10, 2026. |
| 3 | Common | Common Stock | 2024-12-10 | M | A | 4,902 | $1.96 | 853,578 | D | — | — | (F2) Represents the shares of the Issuer's common stock underlying a grant of 14,706 stock options to the Reporting Person on March 1, 2023, of which 4,902 stock options vested on March 1, 2024, 4,902 stock options will vest on March 1, 2025 and 4,902 stock options will vest on March 1, 2026. |
| 4 | Derivative | Stock Options | 2024-12-10 | M | D | 4,902 | $0.00 | 9,804 | D | $1.96 · 2024-04-10 to 2028-04-09 | 4,902 Common Stock | (F2) Represents the shares of the Issuer's common stock underlying a grant of 14,706 stock options to the Reporting Person on March 1, 2023, of which 4,902 stock options vested on March 1, 2024, 4,902 stock options will vest on March 1, 2025 and 4,902 stock options will vest on March 1, 2026. |
| 5 | Derivative | Stock Options | 2024-12-10 | M | D | 2,500 | $0.00 | 0 | D | $2.40 · 2020-12-11 to 2024-12-10 | 2,500 Common Stock | (F1) Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024. |
| 6 | Derivative | Stock Options | 2024-12-10 | M | D | 8,333 | $0.00 | 16,667 | D | $2.00 · 2024-03-01 to 2028-03-01 | 8,333 Common Stock | (F3) Represents the shares of the Issuer's common stock underlying a grant of 25,000 stock options to the Reporting Person on April 10, 2023, of which 8,333 stock options vested on April 10, 2024, 8,333 stock options will vest on April 10, 2025 and 8,334 stock options will vest on April 10, 2026. |