Form 4 for SCHW Charles Schwab Corporation
Accepted 2025-11-10 00:00:00 ET · period of report 2025-11-07 · accession 0001733065-25-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-10 | 2025-11-07 | SCHW | Craig Jonathan M. | MD, Head of Investor Services | M - OptEx | $41.98 | +35.2K | 0 | New | +$1.48M |
| DI | 2025-11-10 | 2025-11-07 | SCHW | Craig Jonathan M. | MD, Head of Investor Services | S - Sale+OE | $95.35 | -35.2K | 0 | -100% | -$3.36M |
| D | 2025-11-10 | 2025-11-07 | SCHW | Craig Jonathan M. | MD, Head of Investor Services | M - OptEx | $0.00 | -35.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-07 | M | A | 35,188 | $41.98 | 0 | D by Trust | — | — | (F1) Reflects the contribution of shares received upon exercise of the option to a revocable trust. |
| 2 | Common | Common Stock | 2025-11-07 | S | D | 35,188 | $95.35 | 0 | I | — | — | (F1) Reflects the contribution of shares received upon exercise of the option to a revocable trust. (F2) The transaction was executed in multiple trades at prices ranging from $95.235 to $95.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2025-11-07 | M | D | 35,188 | $0.00 | 0 | D | $41.98 · — to 2030-03-02 | 35,188 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. |