Form 4 for FORM FORMFACTOR INC
Accepted 2024-08-05 00:00:00 ET · period of report 2024-08-01 · accession 0001733068-24-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-05 | 2024-08-01+ | FORM | Shahar Shai | CFO, SVP Gbl Fin | M - OptEx | $0.00 | +9,938 | 39.4K | +34% | $0 |
| DM | 2024-08-05 | 2024-08-01+ | FORM | Shahar Shai | CFO, SVP Gbl Fin | F - Tax | $44.13 | -5,511 | 34.5K | -14% | -$243.2K |
| DM | 2024-08-05 | 2024-08-01+ | FORM | Shahar Shai | CFO, SVP Gbl Fin | M - OptEx | $0.00 | -9,938 | 5,049 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-01 | M | A | 5,049 | $0.00 | 37,277 | D | — | — | (F1) The Restricted Stock Units vest in three annual installments on each August 1 of 2023, 2024, and 2025 and will be settled into shares of common stocks on or following the vesting dates. (F2) Includes 357 shares acquired from the Issuer's Employee Stock Purchase Plan on July 31, 2024. |
| 2 | Common | Common Stock | 2024-08-02 | F | D | 2,711 | $40.90 | 36,655 | D | — | — | (F3) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 3 | Common | Common Stock | 2024-08-02 | M | A | 4,889 | $0.00 | 39,366 | D | — | — | (F4) The Restricted Stock Units vest in three annual installments on each August 2 of 2022, 2023 and 2024 and will be settled into shares of common stock on or following the vest dates. |
| 4 | Common | Common Stock | 2024-08-01 | F | D | 2,800 | $47.25 | 34,477 | D | — | — | (F3) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 5 | Derivative | Restricted Stock Units | 2024-08-02 | M | D | 4,889 | $0.00 | 0 | D | $0.00 · — to — | 4,889 Common Stock | (F4) The Restricted Stock Units vest in three annual installments on each August 2 of 2022, 2023 and 2024 and will be settled into shares of common stock on or following the vest dates. (F5) If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC. |
| 6 | Derivative | Restricted Stock Units | 2024-08-01 | M | D | 5,049 | $0.00 | 5,049 | D | $0.00 · — to — | 5,049 Common Stock | (F1) The Restricted Stock Units vest in three annual installments on each August 1 of 2023, 2024, and 2025 and will be settled into shares of common stocks on or following the vesting dates. (F5) If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC. |