Form 4 for BCAL California BanCorp \ CA
Accepted 2026-02-05 00:00:00 ET · period of report 2026-02-03 · accession 0001733127-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-02-05 | 2026-01-28 | BCAL | Volk David J. | Dir | S - Sale | $18.95 | -2.35M | 3,729 | -100% | -$44.46M |
| 2026-02-05 | 2026-02-03 | BCAL | Volk David J. | Dir | P - Purchase | $18.64 | +27.0K | 28.2K | +2,259% | +$503.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-28 | S | D | 2,346,104 | $18.95 | 3,729 | I By Castle Creek Advisors IV LLC and Castle Creek Capital Partners VI LP | — | — | (F1) These securities were held by Castle Creek Advisors IV LLC and Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Castle Creek Advisors IV LLC and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F2) These unvested restricted stock units were assigned to Castle Creek Advisors IV LLC, on behalf of David Volk in his capacity as a member of the Board of Directors of California BanCorp, Inc. and will become fully vested on May 21, 2026. |
| 2 | Common | Common Stock | 2026-02-03 | P | A | 27,000 | $18.64 | 28,195 | D | — | — |