Form 4 for CGBD Carlyle Secured Lending, Inc.
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0001734741-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-03-01 | 2022-02-28 | CGBD | Hennigan Thomas M | CFO | A - Grant | $14.07 | +3,950 | 5,910 | +202% | +$55.6K |
| M | 2022-03-01 | 2022-02-25+ | CGBD | Hennigan Thomas M | CFO | P - Purchase | $14.04 | +3,500 | 62.0K | +6% | +$49.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | A | A | 3,950 | $14.07 | 5,910 | I | — | — | (F1) Represents the aggregate of purchases effected on the same day at different prices. (F3) Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.0699 to $14.0787 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| 2 | Common | Common Stock | 2022-02-28 | P | A | 240 | $14.08 | 62,280 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-25 | P | A | 3,260 | $14.04 | 62,040 | D By spouse | — | — | (F1) Represents the aggregate of purchases effected on the same day at different prices. (F2) Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.0377 to $14.0399 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. (F4) The reporting person disclaims beneficial ownership of the securities held by his spouse except to the extent of his pecuniary interest therein. |