Form 4/A for VIRT Virtu Financial, Inc.
Accepted 2026-02-04 00:00:00 ET · period of report 2026-01-31 · accession 0001736674-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2026-02-04 | 2026-01-31+ | VIRT | Cavoli Stephen | EVP | F - Tax | — | -43.6K | 199.5K | -18% | — |
| DA | 2026-02-04 | 2026-01-31 | VIRT | Cavoli Stephen | EVP | A - Grant | — | +37.5K | 213.6K | +21% | — |
| DMA | 2026-02-04 | 2026-01-31+ | VIRT | Cavoli Stephen | EVP | M - OptEx | — | +47.8K | 204.7K | +30% | — |
| DMA | 2026-02-04 | 2026-01-31+ | VIRT | Cavoli Stephen | EVP | M - OptEx | $0.00 | -47.8K | 82.0K | -37% | $0 |
| DA | 2026-02-04 | 2026-01-31 | VIRT | Cavoli Stephen | EVP | A - Grant | $0.00 | +37.5K | 92.3K | +68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2026-01-31 | F | D | 19,144 | — | 176,059 | D | — | — | (F2) Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan. |
| 2 | Common | Class A common stock | 2026-01-31 | A | A | 37,500 | — | 213,559 | D | — | — | (F3) 37,500 shares of class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2025 and vested on January 31, 2026. The shares were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli. |
| 3 | Common | Class A common stock | 2026-01-31 | F | D | 19,144 | — | 194,415 | D | — | — | (F2) Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan. |
| 4 | Common | Class A common stock | 2026-01-31 | M | A | 37,500 | — | 195,203 | D | — | — | (F1) 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024 and vested and settled in shares of Class A common stock on January 31, 2026. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli. |
| 5 | Common | Class A common stock | 2026-02-02 | F | D | 5,263 | — | 199,461 | D | — | — | (F2) Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan. |
| 6 | Common | Class A common stock | 2026-02-02 | M | A | 10,309 | — | 204,724 | D | — | — | (F4) Shares of Class A common stock issued in settlement of vested RSUs granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. |
| 7 | Derivative | Restricted Stock Unit | 2026-01-31 | M | D | 37,500 | $0.00 | 54,798 | D | — · — to — | 37,500 Class A common stock | (F1) 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024 and vested and settled in shares of Class A common stock on January 31, 2026. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli. (F5) The RSUs vested January 31, 2026. |
| 8 | Derivative | Restricted Stock Unit | 2026-01-31 | A | A | 37,500 | $0.00 | 92,298 | D | — · — to — | 37,500 Class A common stock | (F6) 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2025. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli. (F7) The RSUs vest January 31, 2027. |
| 9 | Derivative | Restricted Stock Unit | 2026-02-02 | M | D | 10,309 | $0.00 | 81,989 | D | — · — to — | 10,309 Class A common stock | (F8) Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. (F9) The RSUs vested on February 2, 2026. |