Form 4 for GSHD Goosehead Insurance, Inc.
Accepted 2026-08-17 18:48:18 ET · period of report 2026-08-13 · accession 0001737783-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-08-17 18:48 | 2026-08-13 | GSHD | Jones Serena | 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | 0 | 125 | New | $0 |
| D | 2026-08-17 18:48 | 2026-08-13 | GSHD | Jones Serena | 10%, Member of 10% owner group | S - Sale | $67.50 | -125 | 0 | -100% | -$8,438 |
| DMI | 2026-08-17 18:48 | 2026-08-13 | GSHD | Jones Serena | 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | 0 | 125 | New | $0 |
| DI | 2026-08-17 18:48 | 2026-08-13 | GSHD | Jones Serena | 10%, Member of 10% owner group | S - Sale | $67.50 | -125 | 0 | -100% | -$8,438 |
| D | 2026-08-17 18:48 | 2026-08-13 | GSHD | Jones Serena | 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | -125 | 367.7K | -0.0% | $0 |
| DI | 2026-08-17 18:48 | 2026-08-13 | GSHD | Jones Serena | 10%, Member of 10% owner group | C - Cnv Deriv | $0.00 | -125 | 151.1K | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2026-08-13 | C | D | 125 | $0.00 | 367,697 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-08-13 | C | A | 125 | $0.00 | 125 | D | — | — | |
| 3 | Common | Class A Common Stock | 2026-08-13 | S | D | 125 | $67.50 | 0 | D | — | — | |
| 4 | Common | Class B Common Stock | 2026-08-13 | C | D | 125 | $0.00 | 151,121 | I SLJ Dynasty Trust | — | — | |
| 5 | Common | Class A Common Stock | 2026-08-13 | C | A | 125 | $0.00 | 125 | I SLJ Dynasty Trust | — | — | |
| 6 | Common | Class A Common Stock | 2026-08-13 | S | D | 125 | $67.50 | 0 | I SLJ Dynasty Trust | — | — | |
| 7 | Derivative | LLC Units in Goosehead Financial, LLC | 2026-08-13 | C | D | 125 | $0.00 | 367,697 | D | $0.00 · — to — | 125 Class A Common Stock | (F2) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. (F2) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in Goosehead Financial, LLC | 2026-08-13 | C | D | 125 | $0.00 | 151,121 | I SLJ Dynasty Trust | $0.00 · — to — | 125 Class A Common Stock | (F2) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. (F2) Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |