Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001738305-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-03 | 2021-12-01 | AB | Siemers William R | SVP, CAO, Ctrl | F - Tax | $49.95 | -1,031 | 24.0K | -4% | -$51.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2021-12-01 | F | D | 1,031 | $49.95 | 23,973 | I by rabbi trust under employee incentive comp plan | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 1, 2021, 4,097 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,031 AB Holding Units were withheld for tax purposes and 3,066 AB Holding Units were delivered to him. (F3) Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). |