Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-03 · accession 0001738305-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-04-05 | 2022-04-03 | AB | Siemers William R | SVP, CAO, Interim CFO, Cntr | A - Grant | $45.72 | +21.9K | 48.5K | +82% | +$1.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2022-04-03 | A | A | 21,873 | $45.72 | 48,545 | I by rabbi trust under employee incentive comp plan | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) The date on which the Reporting Person accepted a restricted AB Holding Unit award offered to him by AB on March 24, 2022 (the "RSU Award"), by signing his Award agreement. (F3) The number of AB Holding Units awarded was determined by dividing the dollar amount of the award by $45.72, which was the closing price of an AB Holding Unit on March 24, 2022. The award will cliff vest, and all 21,873 AB Holding Units awarded (less an appropriate number of AB Holding Units to satisfy applicable withholdings), will be delivered to the Reporting Person on February 28, 2024 (subject to terms and conditions set forth in the Award agreement). (F4) The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on March 24, 2022, the date on which the Award was offered to the Reporting Person. |