Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2023-12-04 00:00:00 ET · period of report 2023-12-01 · accession 0001738305-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-04 | 2023-12-01 | AB | Siemers William R | SVP, CAO, Ctrl | F - Tax | $29.09 | -4,815 | 26.9K | -15% | -$140.1K |
| 2023-12-04 | 2023-12-01 | AB | Siemers William R | SVP, CAO, Ctrl | F - Tax | $29.09 | +3,642 | 40.0K | +10% | +$105.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2023-12-01 | F | D | 4,815 | $29.09 | 26,945 | I by rabbi trust under employee incentive comp plan | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 1, 2023, 4,815 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,173 AB Holding Units were withheld for tax purposes and 3,642 AB Holding Units were delivered to him. (F3) The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023. |
| 2 | Common | AB Holding Units | 2023-12-01 | F | A | 3,642 | $29.09 | 40,022 | D | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 1, 2023, 4,815 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,173 AB Holding Units were withheld for tax purposes and 3,642 AB Holding Units were delivered to him. (F3) The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023. |