Form 4 for UTZ Utz Brands, Inc.
Accepted 2024-02-02 00:00:00 ET · period of report 2022-12-31 · accession 0001739566-24-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-02 | 2022-12-31+ | UTZ | Aumen Eric J | SVP, CAO | F - Tax | $16.06 | -1,720 | 23.9K | -7% | -$27.6K |
| M | 2024-02-02 | 2023-06-30+ | UTZ | Aumen Eric J | SVP, CAO | A - Grant | $6.27 | +2,087 | 24.4K | +9% | +$13.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-31 | F | D | 504 | $15.86 | 23,824 | D | — | — | (F1) Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on November 3, 2020. |
| 2 | Common | Class A Common Stock | 2023-01-31 | F | D | 292 | $15.86 | 23,532 | D | — | — | (F2) Represents shares withheld for payment of tax liability arising as a result of the vesting of a performance stock unit award reported by the reporting person in a Form 4 filed with the Commission on February 2, 2023. |
| 3 | Common | Class A Common Stock | 2023-06-30 | A | A | 424 | $15.38 | 23,956 | D | — | — | (F3) The shares of Issuer's Class A Common Stock were acquired on June 30, 2023 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan (the "ESPP"). The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). |
| 4 | Common | Class A Common Stock | 2024-01-31 | F | D | 419 | $16.24 | 24,695 | D | — | — | (F6) Represents shares withheld for payment of tax liability arising as a result of the vesting of a performance stock unit award reported by the reporting person in this Form 4. |
| 5 | Common | Class A Common Stock | 2023-12-31 | F | D | 505 | $16.24 | 23,876 | D | — | — | (F1) Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on November 3, 2020. |
| 6 | Common | Class A Common Stock | 2024-01-31 | A | A | 1,238 | $0.00 | 25,114 | D | — | — | (F5) Represents shares issued upon vesting of performance share unit awards, as approved on January 31, 2024 by the Compensation Committee of the Board of Directors of the Issuer. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3. |
| 7 | Common | Class A Common Stock | 2023-12-29 | A | A | 425 | $15.43 | 24,381 | D | — | — | (F4) The shares of Issuer's Class A Common Stock were acquired on December 29, 2023 pursuant to the ESPP. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). |