Form 4 for COF Capital One
Accepted 2026-02-05 00:00:00 ET · period of report 2026-02-03 · accession 0001741273-26-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-05 | 2026-02-04 | COF | Dean Lia | Pres, Banking, Prem. Products | S - Sale | $223.68 | -3,284 | 70.2K | -4% | -$734.6K | |
| 2026-02-05 | 2026-02-03 | COF | Dean Lia | Pres, Banking, Prem. Products | A - Grant | $0.00 | +6,682 | 73.4K | +10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-04 | S | D | 3,284 | $223.68 | 70,162 | D | — | — | (F3) This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2026-02-03 | A | A | 6,682 | $0.00 | 73,446 | D | — | — | (F1) This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. (F2) Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |