Form 4 for DIS Walt Disney Company (The)
Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-17 · accession 0001744489-21-000288 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-21 | 2021-12-17+ | DIS | Mucha Zenia B. | SEVP, Chief Comms Off | F - Tax | $148.21 | -4,776 | 21.3K | -18% | -$707.8K |
| DM | 2021-12-21 | 2021-12-17+ | DIS | Mucha Zenia B. | SEVP, Chief Comms Off | M - OptEx | — | +9,702 | 22.3K | +77% | — |
| DM | 2021-12-21 | 2021-12-17+ | DIS | Mucha Zenia B. | SEVP, Chief Comms Off | M - OptEx | $0.00 | -9,702 | 3,091 | -76% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Disney Common Stock | 2021-12-17 | F | D | 742 | $148.21 | 20,424 | D | — | — | (F3) The 742 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 2 | Common | Disney Common Stock | 2021-12-17 | M | A | 1,546 | — | 21,166 | D | — | — | (F1) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 1,546 stock units on December 17, 2022, and as to 1, 545 stock units on December 17, 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 3 | Common | Disney Common Stock | 2021-12-19 | F | D | 1,610.76 | $148.21 | 24,546 | D | — | — | (F12) The 1,610.755 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. |
| 4 | Common | Disney Common Stock | 2021-12-19 | M | A | 3,199.76 | — | 26,156.76 | D | — | — | (F11) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan, previously reported on a Form 4 dated December 2, 2021. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 5 | Common | Disney Common Stock | 2021-12-19 | F | D | 820 | $148.21 | 22,957 | D | — | — | (F10) The 820 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 6 | Common | Disney Common Stock | 2021-12-19 | M | A | 1,710 | — | 23,777 | D | — | — | (F9) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The remaining 1,710 stock units vest on December 19, 2022. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 7 | Common | Disney Common Stock | 2021-12-19 | F | D | 676 | $148.21 | 22,067 | D | — | — | (F8) The 676 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 8 | Common | Disney Common Stock | 2021-12-19 | M | A | 1,404 | — | 22,743 | D | — | — | (F7) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 9 | Common | Disney Common Stock | 2021-12-17 | M | A | 1,842 | — | 22,266 | D | — | — | (F5) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 1,841 stock units on December 17, 2022, and as to 1,842 stock units in December 17, 2023. (F4) The Form 4 filed on December 18, 2020, inadvertently reported that the award vested in four equal installments on each December 17 of 2021 through 2024 due to an administrative error. In fact, the award vests as to 1,842 shares on December 17, 2021, as to 1,841 shares on December 17, 2022, and as to 1,842 shares on December 17, 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 10 | Common | Disney Common Stock | 2021-12-17 | F | D | 927 | $148.21 | 21,339 | D | — | — | (F6) The 927 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 11 | Derivative | Restricted Stock Unit | 2021-12-19 | M | D | 1,710 | $0.00 | 1,710 | D | — · — to — | 1,710 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F9) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The remaining 1,710 stock units vest on December 19, 2022. |
| 12 | Derivative | Restricted Stock Unit | 2021-12-19 | M | D | 3,199.76 | $0.00 | 0 | D | — · — to 2021-12-19 | 3,199.76 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F11) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan, previously reported on a Form 4 dated December 2, 2021. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. |
| 13 | Derivative | Restricted Stock Unit | 2021-12-19 | M | D | 1,404 | $0.00 | 0 | D | — · — to 2021-12-19 | 1,404 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F7) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. |
| 14 | Derivative | Restricted Stock Unit | 2021-12-17 | M | D | 1,842 | $0.00 | 3,683 | D | — · — to — | 1,842 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F5) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 1,841 stock units on December 17, 2022, and as to 1,842 stock units in December 17, 2023. (F4) The Form 4 filed on December 18, 2020, inadvertently reported that the award vested in four equal installments on each December 17 of 2021 through 2024 due to an administrative error. In fact, the award vests as to 1,842 shares on December 17, 2021, as to 1,841 shares on December 17, 2022, and as to 1,842 shares on December 17, 2023. |
| 15 | Derivative | Restricted Stock Unit | 2021-12-17 | M | D | 1,546 | $0.00 | 3,091 | D | — · — to — | 1,546 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F1) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 1,546 stock units on December 17, 2022, and as to 1, 545 stock units on December 17, 2023. |