Form 4 for DIS Walt Disney Company (The)
Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-17 · accession 0001744489-21-000292 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-21 | 2021-12-17+ | DIS | Richardson Paul J | Sr. EVP, Chief HR Off | M - OptEx | — | +4,533 | 2,932 | New | — |
| DM | 2021-12-21 | 2021-12-17+ | DIS | Richardson Paul J | Sr. EVP, Chief HR Off | F - Tax | $148.21 | -2,250 | 943 | -70% | -$333.5K |
| DM | 2021-12-21 | 2021-12-17+ | DIS | Richardson Paul J | Sr. EVP, Chief HR Off | M - OptEx | $0.00 | -4,533 | 1,767 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Unit | 2021-12-17 | M | A | 988 | — | 988 | D | — | — | (F1) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 988 stock units on each December 17 of 2022 and 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 2 | Common | Restricted Stock Unit | 2021-12-17 | F | D | 490 | $148.21 | 498 | D | — | — | (F3) The 490 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 3 | Common | Restricted Stock Unit | 2021-12-17 | M | A | 884 | — | 1,382 | D | — | — | (F4) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 883 stock units on December 17, 2022, and as to 884 stock units on December 17, 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 4 | Common | Restricted Stock Unit | 2021-12-19 | F | D | 649 | $148.21 | 2,283 | D | — | — | (F9) The 649 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 5 | Common | Restricted Stock Unit | 2021-12-19 | M | A | 1,354 | — | 2,297 | D | — | — | (F6) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 6 | Common | Restricted Stock Unit | 2021-12-19 | F | D | 672 | $148.21 | 1,625 | D | — | — | (F7) The 672 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 7 | Common | Restricted Stock Unit | 2021-12-19 | M | A | 1,307 | — | 2,932 | D | — | — | (F8) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The remaining 1,308 stock units vest on December 19, 2022. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 8 | Common | Restricted Stock Unit | 2021-12-17 | F | D | 439 | $148.21 | 943 | D | — | — | (F5) The 439 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 9 | Derivative | Restricted Stock Unit | 2021-12-17 | M | D | 988 | $0.00 | 1,976 | D | — · — to — | 988 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F1) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 988 stock units on each December 17 of 2022 and 2023. |
| 10 | Derivative | Restricted Stock Unit | 2021-12-19 | M | D | 1,307 | $0.00 | 1,308 | D | — · — to — | 1,307 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F8) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The remaining 1,308 stock units vest on December 19, 2022. |
| 11 | Derivative | Restricted Stock Unit | 2021-12-19 | M | D | 1,354 | $0.00 | 0 | D | — · — to 2021-12-19 | 1,354 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F6) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. |
| 12 | Derivative | Restricted Stock Unit | 2021-12-17 | M | D | 884 | $0.00 | 1,767 | D | — · — to — | 884 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F4) Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as to 883 stock units on December 17, 2022, and as to 884 stock units on December 17, 2023. |