Form 4 for DIS Walt Disney Company (The)
Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-22 · accession 0001744489-21-000299 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-23 | 2021-12-22 | DIS | BRAVERMAN ALAN N | GC, Sr EVP, Secy | F - Tax | $151.04 | -713 | 109.4K | -0.6% | -$107.7K |
| DM | 2021-12-23 | 2021-12-22 | DIS | BRAVERMAN ALAN N | GC, Sr EVP, Secy | M - OptEx | — | +713 | 109.5K | +0.7% | — |
| DM | 2021-12-23 | 2021-12-22 | DIS | BRAVERMAN ALAN N | GC, Sr EVP, Secy | M - OptEx | $0.00 | -713 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Disney Common Stock | 2021-12-22 | F | D | 136 | $151.04 | 109,382 | D | — | — | (F6) The 136 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 2 | Common | Disney Common Stock | 2021-12-22 | M | A | 160 | — | 109,542 | D | — | — | (F1) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 3 | Common | Disney Common Stock | 2021-12-22 | M | A | 417 | — | 109,799 | D | — | — | (F4) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 4 | Common | Disney Common Stock | 2021-12-22 | F | D | 417 | $151.04 | 109,382 | D | — | — | (F5) The 417 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 5 | Common | Disney Common Stock | 2021-12-22 | M | A | 136 | — | 109,518 | D | — | — | (F1) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. (F2) Restricted stock units convert into common stock at 1-for-1. |
| 6 | Common | Disney Common Stock | 2021-12-22 | F | D | 160 | $151.04 | 109,382 | D | — | — | (F3) The 160 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| 7 | Derivative | Restricted Stock Unit | 2021-12-22 | M | D | 417 | $0.00 | 8,871 | D | — · — to — | 417 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F4) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023. |
| 8 | Derivative | Restricted Stock Unit | 2021-12-22 | M | D | 160 | $0.00 | 0 | D | — · — to 2022-12-17 | 160 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F1) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. |
| 9 | Derivative | Restricted Stock Unit | 2021-12-22 | M | D | 136 | $0.00 | 0 | D | — · — to 2023-12-17 | 136 Disney Common Stock | (F2) Restricted stock units convert into common stock at 1-for-1. (F1) Vesting is limited to shares necessary to cover withholding obligations related to future vestings. |